Is it advisable
for one who is not an expert on economic and social issues to
express views on the subject of socialism? I believe for a number
of reasons that it is.
Let us first
consider the question from the point of view of scientific knowledge.
It might appear that there are no essential methodological differences
between astronomy and economics: scientists in both fields attempt
to discover laws of general acceptability for a circumscribed
group of phenomena in order to make the interconnection of these
phenomena as clearly understandable as possible.
But in reality such methodological differences do exist. The discovery
of general laws in the field of economics is made difficult by
the circumstance that observed economic phenomena are often affected
by many factors which are very hard to evaluate separately. In
addition, the experience which has accumulated since the beginning
of the so-called civilized period of human history has - as is
well known - been largely influenced and limited by causes which
are by no means exclusively economic in nature.
For example, most of the major states of history owed their existence
to conquest. The conquering peoples established themselves, legally
and economically, as the privileged class of the conquered country.
They seized for themselves a monopoly of the land ownership and
appointed a priesthood from among their own ranks.
The priests, in control of education, made the class division
of society into a permanent institution and created a system of
values by which the people were thenceforth, to a large extent
unconsciously, guided in their social behavior.
But historic
tradition is, so to speak, of yesterday; nowhere have we really
overcome what Thorstein Veblen called "the predatory phase" of
human development. The observable economic facts belong to that
phase and even such laws as we can derive from them are not applicable
to other phases.
Since the real purpose of socialism is precisely to overcome and
advance beyond the predatory phase of human development, economic
science in its present state can throw little light on the socialist
society of the future.
Second, socialism
is directed towards a social-ethical end. Science, however, cannot
create ends and, even less, instill them in human beings; science,
at most, can supply the means by which to attain certain ends.
But the ends themselves are conceived by personalities with lofty
ethical ideals and - if these ends are not stillborn, but vital
and vigorous - are adopted and carried forward by those many human
beings who, half unconsciously, determine the slow evolution of
society.
For these
reasons, we should be on our guard not to overestimate science
and scientific methods when it is a question of human problems;
and we should not assume that experts are the only ones who have
a right to express themselves on questions affecting the organization
of society.
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The
individual has become more conscious than ever of his dependence
upon society. But he does not experience this dependence
as a positive asset, as an organic tie, as a protective
force, but rather as a threat to his natural rights, or
even to his economic existence.
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Innumerable
voices have been asserting for some time now that human society
is passing through a crisis, that its stability has been gravely
shattered. It is characteristic of such a situation that individuals
feel indifferent or even hostile toward the group, small or large,
to which they belong. In order to illustrate my meaning, let me
record here a personal experience.
I recently discussed with an intelligent and well-disposed man
the threat of another war, which in my opinion would seriously
endanger the existence of mankind, and I remarked that only a
supra-national organization would offer protection from that danger.
Thereupon my visitor, very calmly and coolly, said to me: "Why
are you so deeply opposed to the disappearance of the human race?"
I am sure
that as little as a century ago no one would have so lightly made
a statement of this kind. It is the statement of a man who has
striven in vain to attain an equilibrium within himself and has
more or less lost hope of succeeding. It is the expression of
a painful solitude and isolation from which so many people are
suffering in these days. What is the cause? Is there a way out?
It is easy
to raise such questions, but difficult to answer them with any
degree of assurance. I must try, however, as best I can, although
I am very conscious of the fact that our feelings and strivings
are often contradictory and obscure and that they cannot be expressed
in easy and simple formulas.
Man is, at
one and the same time, a solitary being and a social being. As
a solitary being, he attempts to protect his own existence and
that of those who are closest to him, to satisfy his personal
desires, and to develop his innate abilities. As a social being,
he seeks to gain the recognition and affection of his fellow human
beings, to share in their pleasures, to comfort them in their
sorrows, and to improve their conditions of life.
Only the existence of these varied, frequently conflicting, strivings
accounts for the special character of a man, and their specific
combination determines the extent to which an individual can achieve
an inner equilibrium and can contribute to the well-being of society.
It is quite possible that the relative strength of these two drives
is, in the main, fixed by inheritance.
But the personality that finally emerges is largely formed by
the environment in which a man happens to find himself during
his development, by the structure of the society in which he grows
up, by the tradition of that society, and by its appraisal of
particular types of behavior.
The abstract concept "society" means to the individual human being
the sum total of his direct and indirect relations to his contemporaries
and to all the people of earlier generations. The individual is
able to think, feel, strive, and work by himself; but he depends
so much upon society - in his physical, intellectual, and emotional
existence - that it is impossible to think of him, or to understand
him, outside the framework of society.
It is "society" which provides man with food, clothing, a home,
the tools of work, language, the forms of thought, and most of
the content of thought; his life is made possible through the
labor and the accomplishments of the many millions past and present
who are all hidden behind the small word "society."
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Under
existing conditions, private capitalists inevitably control,
directly or indirectly, the main sources of information
(press, radio, education). It is thus extremely difficult,
and indeed in most cases quite impossible, for the individual
citizen to come to objective conclusions and to make intelligent
use of his political rights.
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It is evident,
therefore, that the dependence of the individual upon society
is a fact of nature which cannot be abolished - just as in the
case of ants and bees. However, while the whole life process of
ants and bees is fixed down to the smallest detail by rigid, hereditary
instincts, the social pattern and interrelationships of human
beings are very variable and susceptible to change.
Memory, the capacity to make new combinations, the gift of oral
communication have made possible developments among human being
which are not dictated by biological necessities. Such developments
manifest themselves in traditions, institutions, and organizations;
in literature; in scientific and engineering accomplishments;
in works of art.
This explains how it happens that, in a certain sense, man can
influence his life through his own conduct, and that in this process
conscious thinking and wanting can play a part.
Man acquires
at birth, through heredity, a biological constitution which we
must consider fixed and unalterable, including the natural urges
which are characteristic of the human species. In addition, during
his lifetime, he acquires a cultural constitution which he adopts
from society through communication and through many other types
of influences.
It is this cultural constitution which, with the passage of time,
is subject to change and which determines to a very large extent
the relationship between the individual and society. Modern anthropology
has taught us, through comparative investigation of so-called
primitive cultures, that the social behavior of human beings may
differ greatly, depending upon prevailing cultural patterns and
the types of organization which predominate in society.
It is on this that those who are striving to improve the lot of
man may ground their hopes: human beings are not condemned, because
of their biological constitution, to annihilate each other or
to be at the mercy of a cruel, self-inflicted fate.
If we ask
ourselves how the structure of society and the cultural attitude
of man should be changed in order to make human life as satisfying
as possible, we should constantly be conscious of the fact that
there are certain conditions which we are unable to modify.
As mentioned before, the biological nature of man is, for all
practical purposes, not subject to change. Furthermore, technological
and demographic developments of the last few centuries have created
conditions which are here to stay.
In relatively densely settled populations with the goods which
are indispensable to their continued existence, an extreme division
of labor and a highly-centralized productive apparatus are absolutely
necessary. The time - which, looking back, seems so idyllic -
is gone forever when individuals or relatively small groups could
be completely self-sufficient. It is only a slight exaggeration
to say that mankind constitutes even now a planetary community
of production and consumption.
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The
profit motive, in conjunction with competition among capitalists,
is responsible for an instability in the accumulation and
utilization of capital which leads to increasingly severe
depressions. Unlimited competition leads to a huge waste
of labor...
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I have now
reached the point where I may indicate briefly what to me constitutes
the essence of the crisis of our time. It concerns the relationship
of the individual to society. The individual has become more conscious
than ever of his dependence upon society. But he does not experience
this dependence as a positive asset, as an organic tie, as a protective
force, but rather as a threat to his natural rights, or even to
his economic existence.
Moreover, his position in society is such that the egotistical
drives of his make-up are constantly being accentuated, while
his social drives, which are by nature weaker, progressively deteriorate.
All human beings, whatever their position in society, are suffering
from this process of deterioration. Unknowingly prisoners of their
own egotism, they feel insecure, lonely, and deprived of the naive,
simple, and unsophisticated enjoyment of life. Man can find meaning
in life, short and perilous as it is, only through devoting himself
to society.
The economic
anarchy of capitalist society as it exists today is, in my opinion,
the real source of the evil. We see before us a huge community
of producers the members of which are unceasingly striving to
deprive each other of the fruits of their collective labor - not
by force, but on the whole in faithful compliance with legally
established rules. In this respect, it is important to realize
that the means of production - that is to say, the entire productive
capacity that is needed for producing consumer goods as well as
additional capital goods - may legally be, and for the most part
are, the private property of individuals.
For the sake
of simplicity, in the discussion that follows I shall call "workers"
all those who do not share in the ownership of the means of production
- although this does not quite correspond to the customary use
of the term. The owner of the means of production is in a position
to purchase the labor power of the worker. By using the means
of production, the worker produces new goods which become the
property of the capitalist.
The essential point about this process is the relation between
what the worker produces and what he is paid, both measured in
terms of real value. Insofar as the labor contract is "free,"
what the worker receives is determined not by the real value of
the goods he produces, but by his minimum needs and by the capitalists'
requirements for labor power in relation to the number of workers
competing for jobs. It is important to understand that even in
theory the payment of the worker is not determined by the value
of his product.
Private capital
tends to become concentrated in few hands, partly because of competition
among the capitalists, and partly because technological development
and the increasing division of labor encourage the formation of
larger units of production at the expense of smaller ones. The
result of these developments is an oligarchy of private capital
the enormous power of which cannot be effectively checked even
by a democratically organized political society.
This is true since the members of legislative bodies are selected
by political parties, largely financed or otherwise influenced
by private capitalists who, for all practical purposes, separate
the electorate from the legislature. The consequence is that the
representatives of the people do not in fact sufficiently protect
the interests of the underprivileged sections of the population.
Moreover, under existing conditions, private capitalists inevitably
control, directly or indirectly, the main sources of information
(press, radio, education). It is thus extremely difficult, and
indeed in most cases quite impossible, for the individual citizen
to come to objective conclusions and to make intelligent use of
his political rights.
The situation
prevailing in an economy based on the private ownership of capital
is thus characterized by two main principles: first, means of
production (capital) are privately owned and the owners dispose
of them as they see fit; second, the labor contract is free. Of
course, there is no such thing as a pure capitalist society in
this sense.
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It
is necessary to remember that a planned economy is not yet
socialism. A planned economy as such may be accompanied
by the complete enslavement of the individual.
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In particular,
it should be noted that the workers, through long and bitter political
struggles, have succeeded in securing a somewhat improved form
of the "free labor contract" for certain categories
of workers. But taken as a whole, the present day economy does
not differ much from "pure" capitalism.
Production
is carried on for profit, not for use. There is no provision that
all those able and willing to work will always be in a position
to find employment; an "army of unemployed" almost always
exists. The worker is constantly in fear of losing his job. Since
unemployed and poorly paid workers do not provide a profitable
market, the production of consumers' goods is restricted, and
great hardship is the consequence.
Technological progress frequently results in more unemployment
rather than in an easing of the burden of work for all. The profit
motive, in conjunction with competition among capitalists, is
responsible for an instability in the accumulation and utilization
of capital which leads to increasingly severe depressions. Unlimited
competition leads to a huge waste of labor, and to that crippling
of the social consciousness of individuals which I mentioned before.
This crippling
of individuals I consider the worst evil of capitalism. Our whole
educational system suffers from this evil. An exaggerated competitive
attitude is inculcated into the student, who is trained to worship
acquisitive success as a preparation for his future career.
I am convinced
there is only one way to eliminate these grave evils, namely through
the establishment of a socialist economy, accompanied by an educational
system which would be oriented toward social goals.
In such an economy, the means of production are owned by society
itself and are utilized in a planned fashion. A planned economy,
which adjusts production to the needs of the community, would
distribute the work to be done among all those able to work and
would guarantee a livelihood to every man, woman, and child.
The education of the individual, in addition to promoting his
own innate abilities, would attempt to develop in him a sense
of responsibility for his fellow men in place of the glorification
of power and success in our present society.
Nevertheless,
it is necessary to remember that a planned economy is not yet
socialism. A planned economy as such may be accompanied by the
complete enslavement of the individual. The achievement of socialism
requires the solution of some extremely difficult socio-political
problems: how is it possible, in view of the far-reaching centralization
of political and economic power, to prevent bureaucracy from becoming
all-powerful and overweening? How can the rights of the individual
be protected and therewith a democratic counterweight to the power
of bureaucracy be assured?
Clarity about
the aims and problems of socialism is of greatest significance
in our age of transition. Since, under present circumstances,
free and unhindered discussion of these problems has come under
a powerful taboo, I consider the foundation of this magazine to
be an important public service.
Note:
This essay was posted on Information Clearing House. It was originally
published in the first issue of Monthly Review (May 1949).
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